Lai, Nicola Ying Xi 賴穎熙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2011-01-19 | Rep | Asset management | 2011-01-19 | Rep | Advising on futures contracts | 2015-07-06 | Rep | Dealing in securities | 2015-07-06 |
| 2 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Asset management | 2008-06-02 | 2008-09-18 |
| 3 | FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED | Rep | Asset management | 2007-11-01 | 2008-08-15 |
| 4 | ICBC Asset Management (Global) Company Limited | Rep | Asset management | 2008-10-16 | 2011-01-15 | Rep | Advising on securities | 2010-03-22 | 2011-01-15 |
| 5 | TC Investment Management (Asia) Limited | Rep | Asset management | 2007-02-21 | 2007-10-31 |
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