Lee, Kai Yang 李凱揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on futures contracts | 2006-12-23 | 2014-08-28 | Rep | Asset management | 2006-12-23 | 2014-08-28 | Rep | Advising on securities | 2007-04-20 | 2014-08-28 | Rep | Dealing in securities | 2008-06-04 | 2014-08-28 |
| 2 | CMB International Asset Management Limited | Rep | Advising on securities | 2018-01-24 | 2023-09-19 | Rep | Asset management | 2018-01-24 | 2023-09-19 |
| 3 | CMB International Securities Limited | Rep | Dealing in securities | 2018-01-24 | 2023-09-19 |
| 4 | RHB ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-03-24 | 2017-12-24 | Rep | Asset management | 2017-03-24 | 2017-12-24 | Rep | Dealing in securities | 2017-03-24 | 2017-12-24 |
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