Tam, Zumin Patrick Jr. 譚祖岷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2007-07-19 | 2016-04-24 | Rep | Dealing in securities | 2007-07-19 | 2016-04-24 |
| 2 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2006-04-18 | 2007-07-13 | Rep | Dealing in securities | 2006-04-18 | 2007-07-13 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2020-08-03 | |
| 4 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2016-04-28 | 2020-06-26 | Rep | Dealing in securities | 2016-04-28 | 2020-06-26 |
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