Ho, Luke Lik Kwan 何力鈞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Glory Sun Securities Limited | Rep | Advising on corporate finance | 2019-06-18 | 2019-09-18 | RO | Advising on corporate finance | 2019-09-18 | 2024-03-06 | Rep | Dealing in securities | 2019-11-19 | 2022-06-01 | RO | Dealing in securities | 2022-10-11 | 2023-04-17 | Rep | Dealing in securities | 2023-04-17 | 2023-05-09 |
| 2 | HUABANG CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2016-07-28 | 2016-09-14 | RO | Advising on corporate finance | 2016-09-14 | 2019-05-27 |
| 3 | Joy Silver Limited | Rep | Advising on corporate finance | 2008-05-30 | 2013-09-19 |
| 4 | MANGO FINANCIAL LIMITED | Rep | Advising on corporate finance | 2014-03-20 | 2014-12-12 | Rep | Advising on securities | 2014-03-20 | 2016-02-12 | Rep | Asset management | 2014-03-20 | 2016-02-12 | Rep | Dealing in securities | 2014-03-20 | 2016-02-12 | RO | Advising on corporate finance | 2014-12-12 | 2016-02-12 |
| 5 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2005-04-07 | 2007-01-27 |
| 6 | VBG Capital Limited | Rep | Advising on corporate finance | 2013-10-10 | 2014-12-01 |
| 7 | Wanhai Securities (HK) Limited | Rep | Dealing in securities | 2018-06-12 | 2019-05-27 |
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