Lam, Ka Wai (SFC:AIJ824) 林嘉蕙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BCT Financial Limited | Rep | Dealing in securities | 2011-06-07 | 2012-11-10 | Rep | Advising on securities | 2011-07-06 | 2012-11-10 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2006-02-20 | 2006-06-23 | Rep | Asset management | 2006-02-20 | 2006-06-23 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-02-20 | 2006-06-23 |
| 4 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2016-01-29 | 2020-04-17 | Rep | Dealing in securities | 2016-01-29 | 2020-04-17 |
| 5 | Northern Trust Company of Hong Kong Limited (The) | Rep | Dealing in securities | 2008-04-07 | 2010-11-19 |
| 6 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-05-12 | Rep | Advising on securities | 2003-05-12 | Rep | Asset management | 2003-05-12 | Rep | Dealing in securities | 2003-05-12 |
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