Mo, Ka Wan 毛嘉韻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BCT Financial Limited | Rep | Advising on securities | 2011-08-15 | 2012-04-23 | Rep | Dealing in securities | 2011-08-15 | 2012-04-23 | Rep | Advising on securities | 2015-08-27 | 2019-10-01 | Rep | Dealing in securities | 2015-08-27 | 2019-10-01 |
| 2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-10-08 | 2023-12-07 | Rep | Dealing in securities | 2020-10-08 | 2023-12-07 |
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