So, Amy Ka Wai 蘇家慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BCT Financial Limited | Rep | Advising on securities | 2011-08-29 | 2013-03-02 | Rep | Dealing in securities | 2011-08-29 | 2013-03-02 |
| 2 | Sun Life Hong Kong Limited | Rep | Advising on corporate finance | 2005-01-31 | Rep | Asset management | 2005-01-31 | Rep | Advising on securities | 2009-05-31 |
| 3 | UIC FINANCIAL ADVISORS LIMITED | Rep | Advising on securities | 2010-11-22 | 2011-08-08 |
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