Tam, Wai Man (SFC:APH713) 譚慧雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | Advising on securities | 2009-09-29 | 2011-05-31 |
| 2 | BCT Financial Limited | Rep | Advising on securities | 2011-06-07 | 2018-10-03 | Rep | Dealing in securities | 2011-10-28 | 2018-10-03 |
| 3 | IAM LEGACY LIMITED | Rep | Advising on securities | 2009-05-19 | 2009-09-07 |
| 4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-08-24 | 2009-04-15 |
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