Tsang, Lok Man 曾樂雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BCT Financial Limited | Rep | Advising on securities | 2011-06-01 | 2013-03-08 | Rep | Dealing in securities | 2011-06-01 | 2013-03-08 |
2 | iBest Consultants Limited | Rep | Advising on securities | 2008-12-23 | 2010-04-30 |
3 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-11-09 | 2008-11-29 |
4 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Dealing in securities | 2010-05-06 | 2010-05-13 |
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