Wong, Yau Pong 王有邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEA Union Investment Management Limited | Rep | Advising on securities | 2008-01-17 | 2009-06-24 | Rep | Asset management | 2008-01-17 | 2009-06-24 | Rep | Dealing in securities | 2008-01-17 | 2009-06-24 | RO | Advising on securities | 2009-06-24 | 2014-04-26 | RO | Asset management | 2009-06-24 | 2014-04-26 | RO | Dealing in securities | 2009-06-24 | 2014-04-26 | RO | Advising on futures contracts | 2009-06-30 | 2014-04-26 |
| 2 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on corporate finance | 2003-11-10 | Rep | Advising on securities | 2007-05-01 | Rep | Asset management | 2007-05-01 | Rep | Dealing in securities | 2003-11-13 | 2007-05-01 |
| 3 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2014-05-02 | 2014-08-26 | Rep | Asset management | 2014-05-02 | 2014-08-26 | Rep | Dealing in securities | 2014-05-02 | 2014-08-26 | RO | Advising on securities | 2014-08-26 | RO | Asset management | 2014-08-26 | RO | Dealing in securities | 2014-08-26 | RO | Dealing in futures contracts | 2016-03-18 |
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