Wong, Yau Pong 王有邦

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 DWS Investments Hong Kong Limited RO Advising on securities 2014-08-26
2 DWS Investments Hong Kong Limited RO Asset management 2014-08-26
3 DWS Investments Hong Kong Limited RO Dealing in securities 2014-08-26
4 DWS Investments Hong Kong Limited RO Dealing in futures contracts 2016-03-18
5 BNP PARIBAS DEALING SERVICES ASIA LIMITED Rep Advising on corporate finance 2003-11-10
6 BNP PARIBAS DEALING SERVICES ASIA LIMITED Rep Advising on securities 2007-05-01
7 BNP PARIBAS DEALING SERVICES ASIA LIMITED Rep Asset management 2007-05-01
8 BNP PARIBAS DEALING SERVICES ASIA LIMITED Rep Dealing in securities 2003-11-13 2007-05-01
9 BEA Union Investment Management Limited Rep Advising on securities 2008-01-17 2009-06-24
10 BEA Union Investment Management Limited Rep Asset management 2008-01-17 2009-06-24
11 BEA Union Investment Management Limited Rep Dealing in securities 2008-01-17 2009-06-24
12 BEA Union Investment Management Limited RO Advising on securities 2009-06-24 2014-04-26
13 BEA Union Investment Management Limited RO Asset management 2009-06-24 2014-04-26
14 BEA Union Investment Management Limited RO Dealing in securities 2009-06-24 2014-04-26
15 BEA Union Investment Management Limited RO Advising on futures contracts 2009-06-30 2014-04-26
16 DWS Investments Hong Kong Limited Rep Advising on securities 2014-05-02 2014-08-26
17 DWS Investments Hong Kong Limited Rep Asset management 2014-05-02 2014-08-26
18 DWS Investments Hong Kong Limited Rep Dealing in securities 2014-05-02 2014-08-26

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