Chan, Chun Man (SFC:AGJ907) 陳俊文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Hong Kong Limited | Rep | Dealing in securities | 2009-08-17 | 2010-05-01 |
| 2 | BEA Union Investment Management Limited | Rep | Advising on securities | 2010-05-17 | 2012-03-31 | Rep | Dealing in securities | 2010-05-17 | 2012-03-31 |
| 3 | Capital International, Inc. | Rep | Asset management | 2007-03-19 | 2009-07-01 | Rep | Dealing in securities | 2007-07-31 | 2009-07-01 |
| 4 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2021-07-07 | Rep | Asset management | 2021-07-07 | Rep | Dealing in securities | 2021-07-07 |
| 5 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-07-07 | Rep | Asset management | 2021-07-07 | Rep | Dealing in securities | 2021-07-07 |
| 6 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2006-02-07 | 2006-07-27 | Rep | Dealing in securities | 2006-02-07 | 2006-07-27 | Rep | Asset management | 2006-02-07 | 2007-03-01 | RO | Advising on securities | 2006-07-27 | 2007-02-27 | RO | Dealing in securities | 2006-07-27 | 2007-02-27 |
| 7 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on securities | 2006-02-07 | 2007-02-27 | Rep | Dealing in securities | 2006-02-07 | 2007-02-27 | Rep | Asset management | 2006-02-07 | 2007-03-01 |
| 8 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-06-25 | Rep | Advising on securities | 2003-06-25 | Rep | Asset management | 2003-06-25 | Rep | Dealing in securities | 2005-08-29 |
| 9 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2012-04-30 | 2020-04-08 | Rep | Dealing in securities | 2012-04-30 | 2020-04-08 |
| 10 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2020-05-14 | 2021-05-21 | Rep | Dealing in securities | 2020-05-14 | 2021-05-21 | Rep | Asset management | 2020-05-19 | 2021-05-21 |
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