Pealling, Paul Michael Alfred
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Dealing in futures contracts | 2007-02-01 | 2007-11-16 | RO | Dealing in futures contracts | 2007-11-16 | 2010-12-31 |
| 2 | ABN AMRO Clearing Hong Kong Limited | Rep | Dealing in futures contracts | 2007-02-01 | 2007-11-16 | Rep | Dealing in securities | 2007-02-01 | 2007-11-16 | RO | Dealing in futures contracts | 2007-11-16 | RO | Dealing in securities | 2007-11-16 |
| 3 | ABN AMRO FINANCIAL PRODUCTS LIMITED | RO | Dealing in securities | 2014-11-11 | 2015-09-02 |
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