Yip, Gerald Chi Shing 葉志誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABN AMRO FINANCIAL PRODUCTS LIMITED | RO | Dealing in securities | 2006-10-25 | 2014-07-11 |
| 2 | FORTHRIGHT SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2016-10-06 | Rep | Advising on securities | 2018-02-26 | 2018-10-16 | RO | Advising on securities | 2018-10-16 | Rep | Advising on futures contracts | 2019-09-27 | Rep | Dealing in futures contracts | 2019-09-27 |
| 3 | M & A SECURITIES (HK) LIMITED | RO | Advising on corporate finance | 2003-08-15 | RO | Advising on securities | 2003-08-15 | RO | Asset management | 2003-08-15 | RO | Dealing in securities | 2003-08-15 |
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