Lim, Seng Gene
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABN AMRO FINANCIAL PRODUCTS LIMITED | Rep | Dealing in securities | 2009-08-17 | 2014-06-11 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2014-11-25 | 2015-08-31 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-09-25 | 2008-05-21 |
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