Ebrahim, Ayaz Hatim
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amundi Hong Kong Limited | Rep | Advising on securities | 2011-05-26 | 2011-06-30 | Rep | Asset management | 2011-05-26 | 2011-06-30 | Rep | Dealing in securities | 2011-05-26 | 2011-06-30 | RO | Advising on securities | 2011-06-30 | 2015-09-01 | RO | Asset management | 2011-06-30 | 2015-09-01 | RO | Dealing in securities | 2011-06-30 | 2015-09-01 |
| 2 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2006-08-01 | 2006-10-24 | Rep | Asset management | 2006-08-01 | 2006-10-24 | Rep | Dealing in securities | 2006-08-01 | 2006-10-24 | RO | Advising on securities | 2006-10-24 | 2007-05-01 | RO | Asset management | 2006-10-24 | 2007-05-01 | RO | Dealing in securities | 2006-10-24 | 2007-05-01 |
| 3 | Halbis Capital Management (Hong Kong) Limited | RO | Advising on corporate finance | 2003-06-02 | RO | Advising on securities | 2003-06-02 | RO | Asset management | 2003-06-02 | RO | Dealing in securities | 2004-08-30 | RO | Advising on futures contracts | 2005-06-23 | 2006-07-25 | RO | Advising on securities | 2005-06-23 | 2006-07-25 | RO | Asset management | 2005-06-23 | 2006-07-25 | RO | Dealing in securities | 2005-06-23 | 2006-07-25 | Rep | Advising on securities | 2007-06-01 | 2007-07-27 | Rep | Asset management | 2007-06-01 | 2007-07-27 | Rep | Dealing in securities | 2007-06-01 | 2007-07-27 | RO | Advising on futures contracts | 2007-07-27 | 2011-05-13 | RO | Advising on securities | 2007-07-27 | 2011-05-13 | RO | Asset management | 2007-07-27 | 2011-05-13 | RO | Dealing in securities | 2007-07-27 | 2011-05-13 | RO | Dealing in futures contracts | 2008-04-01 | 2011-05-13 |
| 4 | HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on futures contracts | 2006-07-25 | RO | Advising on securities | 2006-07-25 | RO | Asset management | 2006-07-25 | RO | Dealing in securities | 2006-03-29 | 2006-07-25 | RO | Advising on futures contracts | 2010-06-11 | 2011-05-13 | RO | Advising on securities | 2010-06-28 | 2011-05-13 | RO | Asset management | 2010-06-28 | 2011-05-13 | RO | Dealing in securities | 2010-06-28 | 2011-05-13 | RO | Dealing in futures contracts | 2010-09-20 | 2011-05-13 |
| 5 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on futures contracts | 2003-06-06 | 2006-07-25 | RO | Advising on securities | 2003-06-06 | 2006-07-25 | RO | Asset management | 2003-06-06 | 2006-07-25 | RO | Advising on futures contracts | 2010-06-11 | 2011-05-13 | RO | Advising on securities | 2010-10-26 | 2011-05-13 | RO | Asset management | 2010-10-26 | 2011-05-13 |
| 6 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on futures contracts | 2004-02-10 | 2006-07-25 | RO | Advising on securities | 2004-02-10 | 2006-07-25 | RO | Asset management | 2004-02-10 | 2006-07-25 | RO | Dealing in securities | 2004-02-10 | 2006-07-25 | RO | Advising on corporate finance | 2005-06-06 | 2006-07-25 | RO | Advising on corporate finance | 2008-02-28 | 2011-05-13 | RO | Advising on futures contracts | 2010-06-11 | 2011-05-13 |
| 7 | JF INTERNATIONAL MANAGEMENT INC. | Rep | Advising on securities | 2015-12-01 | 2016-02-02 | Rep | Asset management | 2015-12-01 | 2016-02-02 | RO | Advising on securities | 2016-02-02 | 2020-07-06 | RO | Asset management | 2016-02-02 | 2020-07-06 |
| 8 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2015-12-01 | 2016-02-02 | Rep | Asset management | 2015-12-01 | 2016-02-02 | RO | Advising on securities | 2016-02-02 | 2024-03-29 | RO | Asset management | 2016-02-02 | 2024-03-29 | RO | Advising on futures contracts | 2017-10-03 | 2024-03-29 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy