Ebrahim, Ayaz Hatim
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Halbis Capital Management (Hong Kong) Limited | RO | Advising on corporate finance | 2003-06-02 | |
| 2 | Halbis Capital Management (Hong Kong) Limited | RO | Advising on securities | 2003-06-02 | |
| 3 | Halbis Capital Management (Hong Kong) Limited | RO | Asset management | 2003-06-02 | |
| 4 | Halbis Capital Management (Hong Kong) Limited | RO | Dealing in securities | 2004-08-30 | |
| 5 | HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on futures contracts | 2006-07-25 | |
| 6 | HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on securities | 2006-07-25 | |
| 7 | HSBC Global Asset Management (Hong Kong) Limited | RO | Asset management | 2006-07-25 | |
| 8 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on futures contracts | 2003-06-06 | 2006-07-25 |
| 9 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on securities | 2003-06-06 | 2006-07-25 |
| 10 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Asset management | 2003-06-06 | 2006-07-25 |
| 11 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on futures contracts | 2004-02-10 | 2006-07-25 |
| 12 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on securities | 2004-02-10 | 2006-07-25 |
| 13 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Asset management | 2004-02-10 | 2006-07-25 |
| 14 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Dealing in securities | 2004-02-10 | 2006-07-25 |
| 15 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on corporate finance | 2005-06-06 | 2006-07-25 |
| 16 | Halbis Capital Management (Hong Kong) Limited | RO | Advising on futures contracts | 2005-06-23 | 2006-07-25 |
| 17 | Halbis Capital Management (Hong Kong) Limited | RO | Advising on securities | 2005-06-23 | 2006-07-25 |
| 18 | Halbis Capital Management (Hong Kong) Limited | RO | Asset management | 2005-06-23 | 2006-07-25 |
| 19 | Halbis Capital Management (Hong Kong) Limited | RO | Dealing in securities | 2005-06-23 | 2006-07-25 |
| 20 | HSBC Global Asset Management (Hong Kong) Limited | RO | Dealing in securities | 2006-03-29 | 2006-07-25 |
| 21 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2006-08-01 | 2006-10-24 |
| 22 | DWS Investments Hong Kong Limited | Rep | Asset management | 2006-08-01 | 2006-10-24 |
| 23 | DWS Investments Hong Kong Limited | Rep | Dealing in securities | 2006-08-01 | 2006-10-24 |
| 24 | DWS Investments Hong Kong Limited | RO | Advising on securities | 2006-10-24 | 2007-05-01 |
| 25 | DWS Investments Hong Kong Limited | RO | Asset management | 2006-10-24 | 2007-05-01 |
| 26 | DWS Investments Hong Kong Limited | RO | Dealing in securities | 2006-10-24 | 2007-05-01 |
| 27 | Halbis Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2007-06-01 | 2007-07-27 |
| 28 | Halbis Capital Management (Hong Kong) Limited | Rep | Asset management | 2007-06-01 | 2007-07-27 |
| 29 | Halbis Capital Management (Hong Kong) Limited | Rep | Dealing in securities | 2007-06-01 | 2007-07-27 |
| 30 | Halbis Capital Management (Hong Kong) Limited | RO | Advising on futures contracts | 2007-07-27 | 2011-05-13 |
| 31 | Halbis Capital Management (Hong Kong) Limited | RO | Advising on securities | 2007-07-27 | 2011-05-13 |
| 32 | Halbis Capital Management (Hong Kong) Limited | RO | Asset management | 2007-07-27 | 2011-05-13 |
| 33 | Halbis Capital Management (Hong Kong) Limited | RO | Dealing in securities | 2007-07-27 | 2011-05-13 |
| 34 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on corporate finance | 2008-02-28 | 2011-05-13 |
| 35 | Halbis Capital Management (Hong Kong) Limited | RO | Dealing in futures contracts | 2008-04-01 | 2011-05-13 |
| 36 | HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on futures contracts | 2010-06-11 | 2011-05-13 |
| 37 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on futures contracts | 2010-06-11 | 2011-05-13 |
| 38 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on futures contracts | 2010-06-11 | 2011-05-13 |
| 39 | HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on securities | 2010-06-28 | 2011-05-13 |
| 40 | HSBC Global Asset Management (Hong Kong) Limited | RO | Asset management | 2010-06-28 | 2011-05-13 |
| 41 | HSBC Global Asset Management (Hong Kong) Limited | RO | Dealing in securities | 2010-06-28 | 2011-05-13 |
| 42 | HSBC Global Asset Management (Hong Kong) Limited | RO | Dealing in futures contracts | 2010-09-20 | 2011-05-13 |
| 43 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Advising on securities | 2010-10-26 | 2011-05-13 |
| 44 | HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Asset management | 2010-10-26 | 2011-05-13 |
| 45 | Amundi Hong Kong Limited | Rep | Advising on securities | 2011-05-26 | 2011-06-30 |
| 46 | Amundi Hong Kong Limited | Rep | Asset management | 2011-05-26 | 2011-06-30 |
| 47 | Amundi Hong Kong Limited | Rep | Dealing in securities | 2011-05-26 | 2011-06-30 |
| 48 | Amundi Hong Kong Limited | RO | Advising on securities | 2011-06-30 | 2015-09-01 |
| 49 | Amundi Hong Kong Limited | RO | Asset management | 2011-06-30 | 2015-09-01 |
| 50 | Amundi Hong Kong Limited | RO | Dealing in securities | 2011-06-30 | 2015-09-01 |
| 51 | JF INTERNATIONAL MANAGEMENT INC. | Rep | Advising on securities | 2015-12-01 | 2016-02-02 |
| 52 | JF INTERNATIONAL MANAGEMENT INC. | Rep | Asset management | 2015-12-01 | 2016-02-02 |
| 53 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2015-12-01 | 2016-02-02 |
| 54 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Asset management | 2015-12-01 | 2016-02-02 |
| 55 | JF INTERNATIONAL MANAGEMENT INC. | RO | Advising on securities | 2016-02-02 | 2020-07-06 |
| 56 | JF INTERNATIONAL MANAGEMENT INC. | RO | Asset management | 2016-02-02 | 2020-07-06 |
| 57 | JPMorgan Asset Management (Asia Pacific) Limited | RO | Advising on securities | 2016-02-02 | 2024-03-29 |
| 58 | JPMorgan Asset Management (Asia Pacific) Limited | RO | Asset management | 2016-02-02 | 2024-03-29 |
| 59 | JPMorgan Asset Management (Asia Pacific) Limited | RO | Advising on futures contracts | 2017-10-03 | 2024-03-29 |
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