Au, Pui Ting 歐佩婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amundi Hong Kong Limited | Rep | Advising on securities | 2010-11-23 | 2013-04-26 | Rep | Asset management | 2010-11-23 | 2013-04-26 | Rep | Dealing in securities | 2010-11-23 | 2013-04-26 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2006-02-07 | 2006-12-29 | Rep | Asset management | 2006-02-07 | 2006-12-29 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-02-07 | 2006-12-29 |
| 4 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2007-01-11 | 2010-11-10 | Rep | Asset management | 2007-01-11 | 2010-11-10 | Rep | Dealing in securities | 2007-01-11 | 2010-11-10 |
| 5 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on securities | 2007-01-11 | 2010-11-10 | Rep | Asset management | 2007-01-11 | 2010-11-10 | Rep | Dealing in securities | 2007-01-11 | 2010-11-10 |
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