Chen, Hsi-An (SFC:ALB958)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OP INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2022-08-09 | |
| 2 | Allianz Global Investors Hong Kong Limited | Rep | Advising on securities | 2004-09-13 | 2006-06-05 |
| 3 | Allianz Global Investors Hong Kong Limited | Rep | Asset management | 2004-09-13 | 2006-06-05 |
| 4 | AMUNDI ASSET MANAGEMENT | Rep | Advising on securities | 2006-07-02 | 2008-01-01 |
| 5 | AMUNDI ASSET MANAGEMENT | Rep | Asset management | 2006-07-02 | 2008-01-01 |
| 6 | Amundi Hong Kong Limited | Rep | Advising on securities | 2006-07-02 | 2012-09-30 |
| 7 | Amundi Hong Kong Limited | Rep | Asset management | 2006-07-02 | 2012-09-30 |
| 8 | Amundi Hong Kong Limited | Rep | Dealing in securities | 2006-07-02 | 2012-09-30 |
| 9 | Pictet Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-10-15 | 2012-12-03 |
| 10 | Pictet Asset Management (Hong Kong) Limited | Rep | Asset management | 2012-10-15 | 2012-12-03 |
| 11 | Pictet Asset Management (Hong Kong) Limited | RO | Advising on securities | 2012-12-03 | 2015-05-22 |
| 12 | Pictet Asset Management (Hong Kong) Limited | RO | Asset management | 2012-12-03 | 2015-05-22 |
| 13 | Pictet Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-05-22 | 2017-03-27 |
| 14 | Pictet Asset Management (Hong Kong) Limited | Rep | Asset management | 2015-05-22 | 2017-03-27 |
| 15 | Pictet Asset Management (Hong Kong) Limited | RO | Asset management | 2017-03-27 | 2020-10-16 |
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