Chu, Wai Leung (SFC:ADW213) 朱偉良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMUNDI ASSET MANAGEMENT | Rep | Advising on securities | 2006-06-22 | 2008-01-01 | Rep | Asset management | 2006-06-22 | 2008-01-01 |
| 2 | Amundi Hong Kong Limited | Rep | Advising on securities | 2006-06-22 | 2016-07-31 | Rep | Asset management | 2006-06-22 | 2016-07-31 | Rep | Dealing in securities | 2006-06-22 | 2016-07-31 | Rep | Dealing in securities | 2018-07-03 | Rep | Advising on securities | 2018-08-16 | Rep | Asset management | 2018-08-16 |
| 3 | ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2005-03-24 | 2006-06-15 | Rep | Asset management | 2005-03-24 | 2006-06-15 | Rep | Dealing in securities | 2005-03-24 | 2006-06-15 |
| 4 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2018-01-02 | 2018-06-22 |
| 5 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-05-05 | 2005-01-22 | Rep | Advising on securities | 2003-05-05 | 2005-03-21 | Rep | Asset management | 2003-05-05 | 2005-03-21 | RO | Dealing in securities | 2005-01-22 | 2005-03-21 |
| 6 | Rencent International Asset Management Company Limited | Rep | Asset management | 2016-09-28 | 2016-11-18 |
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