Kook, Soonwoong
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on futures contracts | 2005-10-24 | 2008-09-03 |
| 2 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2005-10-24 | 2008-09-03 |
| 3 | Amundi Hong Kong Limited | Rep | Advising on securities | 2008-09-23 | 2018-07-28 |
| 4 | AllianceBernstein Hong Kong Limited | Rep | Asset management | 2005-10-24 | 2008-09-03 |
| 5 | Amundi Hong Kong Limited | Rep | Asset management | 2008-09-23 | 2018-07-28 |
| 6 | AllianceBernstein Hong Kong Limited | Rep | Dealing in securities | 2005-10-24 | 2008-09-03 |
| 7 | Amundi Hong Kong Limited | Rep | Dealing in securities | 2008-09-23 | 2018-07-28 |
| 8 | Oaktree Capital (Hong Kong) Limited | Rep | Dealing in securities | 2018-08-06 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy