Li, Pik Na 李碧娜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amundi Hong Kong Limited | Rep | Advising on securities | 2010-07-12 | 2014-06-21 | Rep | Asset management | 2010-07-12 | 2014-06-21 | Rep | Dealing in securities | 2010-07-12 | 2014-06-21 |
| 2 | Bright Fund Management Limited | Rep | Advising on securities | 2006-11-16 | 2007-06-30 | Rep | Dealing in securities | 2006-11-16 | 2007-06-30 |
| 3 | Eastspring Investments (Hong Kong) Limited | Rep | Advising on securities | 2023-01-20 | |
| 4 | GIP Partners Limited | Rep | Advising on securities | 2009-01-16 | 2009-12-10 | Rep | Asset management | 2009-01-16 | 2009-12-10 |
| 5 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2014-06-27 | 2015-06-17 | Rep | Asset management | 2014-06-27 | 2015-06-17 |
| 6 | JPMorgan Funds (Asia) Limited | Rep | Advising on securities | 2018-02-01 | 2022-10-01 |
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