Mahapatra, Sidharth
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMUNDI ASSET MANAGEMENT | Rep | Advising on securities | 2006-05-10 | 2008-01-01 | Rep | Asset management | 2006-05-11 | 2008-01-01 |
| 2 | Amundi Hong Kong Limited | Rep | Advising on securities | 2006-05-10 | 2017-10-03 | Rep | Dealing in securities | 2006-05-10 | 2017-10-03 | Rep | Asset management | 2006-05-11 | 2017-10-03 | RO | Advising on securities | 2017-10-03 | 2018-03-31 | RO | Asset management | 2017-10-03 | 2018-03-31 | RO | Dealing in securities | 2017-10-03 | 2018-03-31 |
| 3 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2018-08-07 | 2022-03-31 | Rep | Asset management | 2018-08-07 | 2022-03-31 | Rep | Dealing in securities | 2018-08-07 | 2022-03-31 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-02 | Rep | Asset management | 2003-12-02 | Rep | Automated trading services | 2003-12-02 | Rep | Advising on securities | 2006-04-19 | Rep | Dealing in securities | 2006-04-19 |
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