Tai, Chung Hoe 戴宗豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMUNDI ASSET MANAGEMENT | Rep | Advising on securities | 2007-06-18 | 2008-01-01 | Rep | Asset management | 2007-06-18 | 2008-01-01 |
| 2 | Amundi Hong Kong Limited | Rep | Advising on securities | 2007-06-18 | 2018-04-17 | Rep | Asset management | 2007-06-18 | 2018-04-17 | Rep | Dealing in securities | 2007-06-18 | 2018-04-17 | RO | Advising on securities | 2018-04-17 | 2018-05-06 | RO | Asset management | 2018-04-17 | 2018-05-06 | RO | Dealing in securities | 2018-04-17 | 2018-05-06 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2006-07-25 | 2007-05-26 | Rep | Advising on securities | 2006-08-02 | 2007-05-26 | Rep | Asset management | 2006-08-02 | 2007-05-26 |
| 4 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-10 | Rep | Advising on securities | 2005-03-10 | Rep | Asset management | 2005-03-10 | Rep | Dealing in securities | 2006-07-15 |
| 5 | INVESCO HONG KONG LIMITED | Rep | Advising on corporate finance | 2005-03-01 | Rep | Advising on securities | 2005-03-10 | Rep | Asset management | 2005-03-10 | Rep | Dealing in securities | 2005-03-29 | 2006-07-15 |
| 6 | PineBridge Investments Asia Limited | Rep | Asset management | 2018-05-11 | Rep | Advising on securities | 2018-05-11 | 2020-04-02 | Rep | Dealing in securities | 2018-05-11 | 2020-04-02 | RO | Advising on securities | 2020-04-02 | RO | Dealing in securities | 2020-04-02 |
| 7 | PineBridge Investments Hong Kong Limited | Rep | Asset management | 2018-05-11 | Rep | Dealing in securities | 2018-05-11 | 2020-04-02 | RO | Dealing in securities | 2020-04-02 |
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