Wu, Raphael Ngai Wang 胡毅弘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMUNDI ASSET MANAGEMENT | Rep | Advising on securities | 2004-07-01 | 2008-01-01 | Rep | Asset management | 2004-07-01 | 2008-01-01 |
| 2 | Amundi Hong Kong Limited | Rep | Advising on corporate finance | 2004-05-11 | Rep | Advising on securities | 2011-11-21 | Rep | Asset management | 2011-11-21 | Rep | Dealing in securities | 2006-02-16 | 2011-11-21 | RO | Advising on securities | 2011-11-21 | 2013-03-31 | RO | Asset management | 2011-11-21 | 2013-03-31 | RO | Dealing in securities | 2011-11-21 | 2013-03-31 |
| 3 | AP Asset Management (HK) Limited | Rep | Asset management | 2014-12-31 | 2015-02-24 | Rep | Dealing in securities | 2014-12-31 | 2015-02-24 | RO | Asset management | 2015-02-24 | 2015-12-19 | RO | Dealing in securities | 2015-02-24 | 2015-12-19 |
| 4 | CREDIT AGRICOLE ASSET MANAGEMENT | Rep | Advising on securities | 2004-07-02 | Rep | Asset management | 2004-07-02 |
| 5 | MOUNT LOGAN CAPITAL LIMITED | RO | Advising on securities | 2016-08-01 | RO | Asset management | 2016-08-01 |
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