Mawdsley, Nicholas Edward
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGLO CHINESE SECURITIES, LIMITED (HK) | RO | Advising on securities | 2008-03-03 | |
| 2 | ANGLO CHINESE SECURITIES, LIMITED (HK) | RO | Asset management | 2008-03-03 | |
| 3 | ANGLO CHINESE SECURITIES, LIMITED (HK) | RO | Dealing in securities | 2008-03-03 | |
| 4 | Anglo Chinese Research, Limited | RO | Advising on securities | 2009-01-19 | |
| 5 | ANGLO CHINESE SECURITIES, LIMITED (HK) | Rep | Advising on securities | 2005-06-28 | 2008-03-03 |
| 6 | ANGLO CHINESE SECURITIES, LIMITED (HK) | Rep | Asset management | 2005-06-28 | 2008-03-03 |
| 7 | ANGLO CHINESE SECURITIES, LIMITED (HK) | Rep | Dealing in securities | 2006-05-26 | 2008-03-03 |
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