Chan, Tsz Ho (SFC:ANM895) 陳子豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHIEF COMMODITIES LIMITED | Rep | Advising on futures contracts | 2006-07-03 | 2008-11-29 |
2 | CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2006-07-03 | 2008-11-29 |
3 | GAYANG SECURITIES LIMITED | Rep | Advising on securities | 2009-03-24 | 2012-07-31 | Rep | Dealing in securities | 2010-11-22 | 2012-07-31 |
4 | Lion Global Financial Limited | Rep | Asset management | 2013-10-21 | 2014-05-07 |
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