Chan, Karen Wai Yi 陳惠儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GAYANG SECURITIES LIMITED | Rep | Advising on securities | 2011-03-29 | 2012-07-16 | Rep | Dealing in securities | 2011-03-29 | 2012-07-16 |
| 2 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2004-02-06 | |
| 3 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2004-04-02 | 2007-06-12 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-04-02 | 2007-06-12 |
| 5 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2007-07-04 | 2010-09-30 |
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