Ip, Joyce Po San 葉寶珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-09-08 | 2010-10-14 | Rep | Asset management | 2010-09-08 | 2010-10-14 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2010-02-12 | 2010-10-14 |
3 | GAYANG SECURITIES LIMITED | Rep | Advising on securities | 2011-03-28 | 2012-06-15 | Rep | Dealing in securities | 2011-03-28 | 2012-06-15 |
4 | PIONEER GLOBAL INVESTMENTS (HK) LIMITED | Rep | Advising on corporate finance | 2005-02-22 | Rep | Asset management | 2005-02-22 | Rep | Advising on securities | 2007-10-12 | Rep | Dealing in securities | 2007-10-12 |
5 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2012-10-19 | 2015-01-07 | Rep | Asset management | 2012-10-19 | 2015-01-07 | Rep | Dealing in securities | 2012-10-19 | 2015-01-07 |
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