Lau, Antonette Shuk Foon 劉淑歡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GAYANG SECURITIES LIMITED | Rep | Advising on securities | 2010-11-12 | 2012-06-26 | Rep | Dealing in securities | 2010-11-12 | 2012-06-26 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2012-07-17 | 2016-07-16 | Rep | Dealing in securities | 2012-07-17 | 2016-07-16 |
| 3 | WOCOM INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2003-09-01 | 2010-04-30 |
| 4 | WOCOM SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-08-27 | Rep | Advising on securities | 2003-08-27 | Rep | Asset management | 2003-08-27 | Rep | Dealing in securities | 2010-04-30 |
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