Tam, Wai Hon 譚偉漢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IPP Financial Advisers Limited | Rep | Advising on securities | 2007-08-21 | 2009-03-16 | GAYANG SECURITIES LIMITED | Rep | 2009-03-20 | 2012-08-20 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | 2012-08-27 | 2013-07-05 |
| 2 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Asset management | 2013-07-25 | 2018-06-30 |
| 3 | IPP Financial Advisers Limited | Rep | Dealing in securities | 2007-08-21 | 2009-03-16 | GAYANG SECURITIES LIMITED | Rep | 2010-11-22 | 2012-08-20 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | 2012-08-27 | 2018-06-30 |
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