Wai, Regina Yui-Kwan 韋乙君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Sun Life Hong Kong Limited | Rep | Advising on securities | 2007-07-04 | 2007-07-07 |
| 2 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2007-07-30 | 2008-11-14 |
| 3 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Dealing in securities | 2007-07-30 | 2008-11-14 |
| 4 | GAYANG SECURITIES LIMITED | Rep | Advising on securities | 2009-05-19 | 2011-11-30 |
| 5 | GAYANG SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-22 | 2011-11-30 |
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