Pang, Matthew Man Yat 彭文逸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Dealing in futures contracts | 2007-11-20 | 2009-08-31 | Rep | Dealing in securities | 2007-11-20 | 2009-08-31 | Rep | Advising on futures contracts | 2008-01-18 | 2009-08-31 | Rep | Advising on securities | 2008-01-18 | 2009-08-31 | Rep | Asset management | 2008-01-18 | 2009-08-31 |
| 2 | BEA Union Investment Management Limited | Rep | Asset management | 2010-02-17 | 2013-02-28 |
| 3 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Dealing in securities | 2013-03-12 | 2015-02-27 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-03-17 | 2007-10-15 | Rep | Dealing in securities | 2006-03-17 | 2007-10-15 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-03-17 | 2007-10-15 | Rep | Dealing in futures contracts | 2006-03-17 | 2007-10-15 |
| 6 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2015-03-11 | Rep | Advising on securities | 2015-03-11 | 2022-09-22 | Rep | Dealing in securities | 2015-03-11 | 2022-09-22 | RO | Advising on securities | 2022-09-22 | RO | Dealing in securities | 2022-09-22 |
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