Pang, Matthew Man Yat 彭文逸

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Morgan Stanley Asia Limited Rep Automated trading services 2006-03-17 2007-10-15
2 Morgan Stanley Asia Limited Rep Dealing in securities 2006-03-17 2007-10-15
3 Morgan Stanley Hong Kong Futures Limited Rep Automated trading services 2006-03-17 2007-10-15
4 Morgan Stanley Hong Kong Futures Limited Rep Dealing in futures contracts 2006-03-17 2007-10-15
5 AllianceBernstein Hong Kong Limited Rep Dealing in futures contracts 2007-11-20 2009-08-31
6 AllianceBernstein Hong Kong Limited Rep Dealing in securities 2007-11-20 2009-08-31
7 AllianceBernstein Hong Kong Limited Rep Advising on futures contracts 2008-01-18 2009-08-31
8 AllianceBernstein Hong Kong Limited Rep Advising on securities 2008-01-18 2009-08-31
9 AllianceBernstein Hong Kong Limited Rep Asset management 2008-01-18 2009-08-31
10 BEA Union Investment Management Limited Rep Asset management 2010-02-17 2013-02-28
11 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Rep Dealing in securities 2013-03-12 2015-02-27
12 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Rep Asset management 2015-03-11
13 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Rep Advising on securities 2015-03-11 2022-09-22
14 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Rep Dealing in securities 2015-03-11 2022-09-22
15 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED RO Advising on securities 2022-09-22
16 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED RO Dealing in securities 2022-09-22

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