Sze, Ming For 施銘火
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2006-05-17 | 2006-07-18 | Rep | Asset management | 2006-05-18 | 2006-07-18 | Rep | Dealing in securities | 2006-05-18 | 2006-07-18 |
| 2 | BEA Union Investment Management Limited | Rep | Advising on securities | 2011-05-05 | 2011-11-05 | Rep | Dealing in securities | 2011-05-05 | 2011-11-05 |
| 3 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-05-20 | 2006-03-01 |
| 4 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-20 | Rep | Advising on securities | 2004-10-20 | Rep | Asset management | 2005-05-06 | Rep | Dealing in securities | 2005-05-06 | Rep | Advising on securities | 2005-01-24 | 2005-05-06 |
| 5 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2006-07-21 | 2011-04-01 |
| 6 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2006-07-21 | 2011-04-01 |
| 7 | ITAU ASIA LIMITED | Rep | Dealing in securities | 2011-11-18 | 2013-05-29 |
| 8 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2016-09-09 | Rep | Asset management | 2016-09-09 | Rep | Dealing in securities | 2020-05-27 |
| 9 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2013-08-02 | 2015-01-20 |
| 10 | VTB Capital Hong Kong Limited | Rep | Advising on securities | 2016-05-23 | 2016-08-26 | Rep | Dealing in securities | 2016-05-23 | 2016-08-26 |
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