Cheng, Edward Kwun Shing 鄭觀誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beijing Securities Limited | Rep | Dealing in securities | 2010-11-08 | 2011-02-16 | Rep | Advising on securities | 2010-11-08 | 2011-10-06 | RO | Dealing in securities | 2011-02-16 | 2018-08-14 | Rep | Dealing in futures contracts | 2011-06-16 | 2011-09-05 | RO | Dealing in futures contracts | 2011-09-05 | 2012-02-13 | RO | Advising on securities | 2011-10-06 | 2018-08-14 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-05-27 | 2005-08-22 | Rep | Dealing in futures contracts | 2006-08-28 | 2010-10-23 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2005-08-22 | Rep | Dealing in securities | 2006-06-28 | 2010-10-23 |
| 4 | GT CAPITAL LIMITED | Rep | Dealing in securities | 2005-09-06 | 2006-06-01 |
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