Hui, Ka 許嘉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Topaz Financial Group Limited | Rep | Dealing in futures contracts | 2012-11-01 | 2014-09-10 | Rep | Dealing in securities | 2012-11-01 | 2014-09-10 |
| 2 | TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2014-06-19 | 2014-09-10 |
| 3 | TIANDA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-09-26 | 2014-11-14 | Rep | Dealing in securities | 2014-09-26 | 2014-11-14 | RO | Dealing in futures contracts | 2014-11-14 | 2015-10-02 | RO | Dealing in securities | 2014-11-14 | 2015-10-02 |
| 4 | TIANDA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-09-26 | 2015-03-03 | RO | Asset management | 2015-03-03 | 2015-09-03 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-12-03 | 2011-01-18 |
| 6 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-12-03 | 2011-01-18 |
| 7 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2008-01-17 | 2011-01-18 |
| 8 | Beijing Securities Limited | Rep | Advising on corporate finance | 2011-06-01 | 2012-08-22 | Rep | Dealing in securities | 2011-06-01 | 2012-08-22 |
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