Wong, Philip Chi Wah 黃智華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Beijing Securities Limited | Rep | Dealing in securities | 2004-08-30 | 2006-04-13 | Rep | Dealing in securities | 2008-06-05 | 2011-10-03 | Rep | Dealing in futures contracts | 2011-06-13 | 2011-10-03 |
2 | Celera Markets Limited | Rep | Advising on securities | 2022-08-09 | 2022-10-05 | RO | Advising on securities | 2022-10-05 | RO | Dealing in securities | 2022-10-05 |
3 | CVP Securities Limited | Rep | Dealing in securities | 2014-04-03 | 2018-09-26 | Rep | Dealing in futures contracts | 2014-09-22 | 2019-08-31 | RO | Dealing in securities | 2018-09-26 | 2019-08-31 |
4 | Entersys Asset Management Hong Kong Limited | RO | Advising on securities | 2022-01-21 | 2022-05-31 |
5 | HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2019-10-24 | 2019-12-20 | Rep | Dealing in securities | 2019-10-24 | 2019-12-20 |
6 | HOU TAK SECURITIES LIMITED | Rep | Dealing in securities | 2006-04-18 | 2007-03-13 | RO | Dealing in securities | 2007-03-13 | 2007-11-14 | Rep | Dealing in securities | 2007-11-14 | 2008-06-02 | Rep | Dealing in securities | 2013-04-12 | 2014-01-31 |
7 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-23 | 2004-03-31 |
8 | Lumineux Securities Limited | Rep | Dealing in securities | 2020-04-22 | 2020-05-25 | Rep | Advising on securities | 2020-05-07 | 2020-05-25 |
9 | MP ASSET MANAGEMENT LIMITED | RO | Asset management | 2021-05-07 | 2021-11-18 | RO | Advising on securities | 2021-05-07 | 2021-11-19 |
10 | Original Group Securities Limited | Rep | Dealing in securities | 2020-06-29 | 2021-04-29 |
11 | PICO ZEMAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-11-23 | 2013-04-05 |
12 | REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in securities | 2004-04-13 | 2004-06-24 |
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