Lam, Charles Fat 林發
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BERICH BROKERAGE LIMITED | Rep | Dealing in securities | 2007-08-29 | 2010-11-22 | RO | Dealing in securities | 2010-11-22 | 2014-10-20 |
| 2 | BERICH FUTURES (H.K.) COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-12-04 | 2010-07-08 | RO | Dealing in futures contracts | 2010-07-08 | 2014-10-20 |
| 3 | China Finance Holdings Limited | RO | Dealing in securities | 2014-10-30 | 2015-04-30 |
| 4 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-06-01 | Rep | Advising on securities | 2003-06-01 | Rep | Asset management | 2003-06-01 | Rep | Automated trading services | 2003-06-01 | Rep | Dealing in securities | 2003-06-01 |
| 5 | Finet Securities Limited | RO | Dealing in futures contracts | 2014-10-30 | 2015-04-30 | RO | Dealing in securities | 2014-10-30 | 2015-04-30 |
| 6 | MANGO FINANCIAL LIMITED | Rep | Dealing in securities | 2015-05-04 | 2015-05-20 | RO | Dealing in securities | 2015-05-20 | 2016-11-01 | Rep | Asset management | 2015-07-20 | 2016-11-01 | RO | Advising on securities | 2015-07-20 | 2016-11-01 | Rep | Advising on corporate finance | 2016-04-19 | 2016-11-01 |
| 7 | Wealth Link Securities Limited | Rep | Dealing in securities | 2016-12-20 | 2017-01-09 | RO | Dealing in securities | 2017-01-09 | 2021-06-30 | RO | Advising on securities | 2017-04-06 | 2021-06-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy