Davis, Bernard Steven
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2011-03-17 | 2011-11-12 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2011-11-22 | 2019-01-15 | Rep | Advising on securities | 2017-10-03 | 2019-01-15 |
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