Fung, Patrick Wai Yip 馮偉業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2008-02-25 | 2013-02-28 | Rep | Dealing in futures contracts | 2008-06-26 | 2013-02-28 |
| 2 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-05-09 | 2007-09-29 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2007-05-09 | 2007-09-29 |
| 4 | De Riva Asia Limited | Rep | Dealing in futures contracts | 2013-03-11 | 2013-07-26 | Rep | Dealing in securities | 2013-03-11 | 2013-07-26 | RO | Dealing in futures contracts | 2013-07-26 | 2014-01-26 | RO | Dealing in securities | 2013-07-26 | 2014-01-26 | Rep | Dealing in futures contracts | 2014-02-11 | 2014-04-29 | Rep | Dealing in securities | 2014-02-11 | 2014-04-29 | RO | Dealing in futures contracts | 2014-04-29 | RO | Dealing in securities | 2014-04-29 |
| 5 | MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2007-11-05 | 2008-01-14 | Rep | Dealing in securities | 2007-11-05 | 2008-01-14 |
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