Guy, Simon Philip
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2009-05-06 | 2014-05-31 | Rep | Dealing in securities | 2009-05-06 | 2014-05-31 |
| 2 | De Riva Asia Limited | Rep | Dealing in futures contracts | 2014-12-01 | 2019-09-13 | Rep | Dealing in securities | 2014-12-01 | 2019-09-13 |
| 3 | TigerWit (Hong Kong) Limited | RO | Leveraged foreign exchange trading | 2019-12-12 | 2021-10-27 |
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