Lee, Jonathan Pak San 李柏燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2010-12-22 | 2020-03-31 | Rep | Dealing in futures contracts | 2011-02-22 | 2020-03-31 | Rep | Dealing in futures contracts | 2021-11-25 | Rep | Dealing in securities | 2021-11-25 |
| 2 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2020-05-06 | 2021-02-26 | Rep | Dealing in futures contracts | 2021-10-29 | 2022-11-02 |
| 3 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2020-04-01 | 2021-02-26 | Rep | Dealing in futures contracts | 2020-04-01 | 2021-02-26 | Rep | Dealing in securities | 2020-04-01 | 2021-02-26 | Rep | Dealing in futures contracts | 2021-09-03 | Rep | Dealing in securities | 2021-09-03 |
| 4 | Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2021-04-01 | 2021-08-07 | Rep | Dealing in securities | 2021-04-01 | 2021-08-07 |
| 5 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2022-10-21 | Rep | Dealing in securities | 2022-10-21 |
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