Swarbreck, Peter William
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | RO | Advising on securities | 2007-02-05 | 2013-01-01 | RO | Asset management | 2007-02-05 | 2013-01-01 | RO | Dealing in securities | 2007-02-05 | 2013-01-01 |
| 2 | BlackRock Asset Management North Asia Limited | RO | Advising on securities | 2010-01-06 | 2013-01-01 | RO | Asset management | 2010-01-06 | 2013-01-01 | RO | Dealing in securities | 2011-03-21 | 2013-01-01 |
| 3 | IFM Investors (HK) Limited | Rep | Advising on securities | 2023-09-29 | 2023-11-15 | Rep | Dealing in securities | 2023-09-29 | 2023-11-15 | RO | Advising on securities | 2023-11-15 | RO | Dealing in securities | 2023-11-15 |
| 4 | Jupiter Asset Management (Hong Kong) Limited | RO | Dealing in securities | 2013-04-24 | 2022-12-31 |
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