Brady, Mark Joseph
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AK PARTNERS HK LIMITED | Rep | Advising on securities | 2021-12-14 | 2023-04-20 | Rep | Asset management | 2021-12-14 | 2023-04-20 |
2 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2010-03-30 | 2014-12-31 |
3 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2010-03-30 | 2015-06-30 | Rep | Dealing in securities | 2011-03-25 | 2015-06-30 | Rep | Advising on corporate finance | 2012-06-25 | 2015-06-30 |
4 | CLSA LIMITED | Rep | Dealing in securities | 2016-06-24 | 2016-10-12 |
5 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2008-09-23 | 2010-03-06 | Rep | Automated trading services | 2008-09-23 | 2010-03-06 | Rep | Dealing in securities | 2008-09-23 | 2010-03-06 |
6 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2021-01-12 | 2021-03-16 | Rep | Dealing in securities | 2021-01-12 | 2021-03-16 |
7 | Venture Smart Asia Limited | Rep | Asset management | 2018-02-15 | 2019-08-16 | Rep | Dealing in securities | 2018-02-15 | 2019-08-16 | Rep | Advising on securities | 2018-04-24 | 2019-08-16 |
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