Cavatoni, Joseph Roland
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2010-01-18 | 2012-02-13 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2009-06-18 | 2011-01-14 | Rep | Advising on corporate finance | 2009-06-18 | 2012-02-13 | Rep | Asset management | 2009-06-18 | 2012-02-13 | RO | Advising on securities | 2011-01-14 | 2012-02-13 | Rep | Dealing in securities | 2011-03-25 | 2012-02-13 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-06-30 | Rep | Advising on securities | 2003-06-30 | Rep | Asset management | 2003-06-30 | Rep | Automated trading services | 2003-06-30 | Rep | Dealing in securities | 2003-06-30 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-10-02 | 2009-04-20 |
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