Chan, Tsz Kwan (SFC:APF801) 陳芷筠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2010-11-11 | 2014-12-31 | Rep | Asset management | 2012-11-28 | 2014-12-31 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2010-11-11 | Rep | Dealing in securities | 2012-11-28 | Rep | Asset management | 2012-11-28 | 2015-12-07 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2009-08-03 | 2010-10-28 |
| 4 | PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2009-07-20 | 2009-07-24 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-07-11 | 2009-06-18 |
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