Hsu, David Ka Leung 許嘉良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2011-06-23 | 2014-12-31 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2011-06-23 | 2015-01-16 | Rep | Dealing in securities | 2011-06-23 | 2015-01-16 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-04-14 | 2011-03-25 | Rep | Automated trading services | 2008-11-06 | 2011-03-25 | Rep | Dealing in futures contracts | 2008-11-06 | 2011-03-25 |
| 4 | Credit Suisse Futures (Hong Kong) Limited | Rep | Advising on futures contracts | 2005-02-15 | Rep | Asset management | 2005-02-15 | Rep | Automated trading services | 2008-11-24 | Rep | Dealing in futures contracts | 2008-11-24 |
| 5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Advising on corporate finance | 2005-02-15 | Rep | Advising on securities | 2005-02-15 | Rep | Asset management | 2005-02-15 | Rep | Dealing in securities | 2011-03-25 |
| 6 | Vanguard Investments Hong Kong Limited | Rep | Asset management | 2015-12-28 | 2017-01-03 | Rep | Advising on securities | 2015-12-28 | 2018-07-31 | Rep | Dealing in securities | 2015-12-28 | 2018-07-31 | RO | Asset management | 2017-01-03 | 2018-07-31 |
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