Lee, Fanny Yuk Lai 李玉麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Hong Kong Limited | Rep | Dealing in securities | 2006-09-20 | 2011-05-28 |
| 2 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2011-07-12 | 2014-12-31 | Rep | Dealing in securities | 2011-07-12 | 2014-12-31 | Rep | Asset management | 2013-05-29 | 2014-12-31 |
| 3 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2012-11-28 | 2024-01-10 | Rep | Dealing in securities | 2012-11-28 | 2024-01-10 | Rep | Asset management | 2013-05-29 | 2015-09-16 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-12 | Rep | Advising on securities | 2004-10-12 | Rep | Asset management | 2004-10-12 | Rep | Dealing in securities | 2006-05-10 |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-10-12 | Rep | Asset management | 2004-10-12 | Rep | Dealing in futures contracts | 2006-05-10 |
| 6 | Ninety One Hong Kong Limited | Rep | Advising on securities | 2024-05-06 | 2024-08-06 | Rep | Dealing in securities | 2024-05-06 | 2024-08-06 | RO | Advising on securities | 2024-08-06 | RO | Dealing in securities | 2024-08-06 |
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