Lee, Deborah Wai Chung 李慧中
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2005-04-13 | 2009-02-18 | Rep | Asset management | 2005-04-13 | 2009-02-18 | Rep | Dealing in securities | 2005-04-13 | 2009-02-18 |
| 2 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2010-05-06 | 2013-12-13 | Rep | Asset management | 2010-05-06 | 2013-12-13 | Rep | Dealing in securities | 2010-05-06 | 2013-12-13 |
| 3 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2012-07-31 | 2013-12-13 | Rep | Asset management | 2012-07-31 | 2013-12-13 | Rep | Dealing in securities | 2012-07-31 | 2013-12-13 |
| 4 | BOCOM Schroder Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2014-06-09 | 2015-03-13 | Rep | Asset management | 2014-06-09 | 2015-03-13 | Rep | Dealing in securities | 2014-06-09 | 2015-03-13 |
| 5 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-08-10 | Rep | Advising on securities | 2005-04-07 | Rep | Asset management | 2005-04-07 | Rep | Dealing in securities | 2005-04-07 |
| 6 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2009-03-16 | 2010-03-26 | Rep | Asset management | 2009-03-16 | 2010-03-26 | Rep | Dealing in securities | 2009-03-16 | 2010-03-26 |
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